Chương 9 Nghị định 48/1998/NĐ-CP: Quản lý nhà nước về chứng khoán và thị trường chứng khoán

Chapter IX

THE STATE MANAGEMENT OVER SECURITIES AND SECURITIES MARKET

Article 75.- The State management

1. The Government shall exert the uniform State management over securities and securities market.

2. The State Securities Commission shall act as an agency performing the contents of the State management over securities and securities market

3. The concerned ministries and branches and the People's Committees of the provinces and cities directly under the Central Government shall be responsible for co-ordinating with the State Securities Commission in performing the function of State management over securities and securities market within their respective tasks and powers.

Article 76.- The State management contents

The State management shall include the following contents:

1. Issuing within assigned powers legal documents on securities and securities market; formulating strategies, policies, plans for development of the securities market;

2. Granting and/or withdrawing licenses relating to the securities issuance, business and services;

3. Organizing and managing the Central Trading Market and the assisting institutions;

4. Inspecting, supervising and handling violations of the legislation on securities and securities market;

5. Providing professional training, disseminating and popularizing knowledge on securities and securities market;

6. Undertaking international co-operation on securities and securities market.

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