Chapter IV
CORPORATE BOND INFORMATION WEBPAGE AND REPORTING ON CORPORATE BONDS
Article 32. Corporate bond information webpage of the Stock Exchange
1. The Stock Exchange shall:
a) Consolidate information received from issuers for publishing on the corporate bond information webpage as prescribed in Clause 2 of this Article;
b) Formulate and promulgate regulations on operation of the corporate bond information webpage after obtaining the approval from SSC.
2. The corporate bond information webpage shall include the following contents:
a) Information on issuance of corporate bonds in the domestic market, including: name of issuer, code of bond (if any), issue date, quantity, face value and maturity date;
b) Information on issuance of corporate bonds in the international market, including: name of issuer, issue date, quantity, face value, maturity date and issuing market.
c) Information on conversion of bonds into shares, exercise of warrants, redemption of bonds before maturity and bond swap (if any).
d) Other information as agreed upon the Stock Exchange and the issuer which shall be then provided for information users as prescribed in the regulations on operation of the corporate bond information webpage of the Stock Exchange.
3. Investors and issuers may access the corporate bond information webpage in order to be updated with latest information on issuance of corporate bonds according to the regulations on operation of the corporate bond information webpage adopted by the Stock Exchange.
Article 33. Reporting by providers of counseling on bond offering dossiers, bidding, underwriting and brokerage service providers, registering and depository organization, and Stock Exchange
1. Organizations providing counseling on bond offering dossiers shall submit quarterly and annual reports on their provision of counseling on bond offering dossiers to SSC.
2. Bidding, underwriting and brokerage service providers, and registering and depository organization shall submit quarterly and annual reports on their service provision to SSC for consolidating and reporting as prescribed in Clause 3 of this Article.
3. Reporting by the Stock Exchange
a) The Stock Exchange shall submit quarterly and annual reports on offering and trading of corporate bonds, including offerings in the domestic market and international market, to SSC and the Ministry of Finance.
b) In addition to the periodic reports prescribed in Point a of this Clause, the Stock Exchange shall submit ad hoc reports to SSC and Ministry of Finance at the request of regulatory authorities.
4. The Ministry of Finance shall provide guidelines on reporting by organizations providing counseling on bond offering dossiers, bidding, underwriting and brokerage service providers, and registering and depository organization, and the Stock Exchange as prescribed in Clauses 1, 2 and 3 of this Article.
Tìm kiếm
Nghị định 153/2020/NĐ-CP (Bản Word)
Nghị định 153/2020/NĐ-CP (Bản Pdf)