Chương IV Nghị định 122/2017/NĐ-CP: Trách nhiệm của các cơ quan có liên quan

Chapter IV

RESPONSIBILITY OF RELEVANT AUTHORITIES

Article 13. Responsibility of lottery enterprises, Stock Exchanges and Vietnam Securities Depository

1. Comply with regulations on financial management and performance assessment set forth herein and relevant regulations on management and use of state capital and assets, and performance assessment of state-owned enterprises.

2. Bear the supervision and inspection by competent state authorities of financial management by lottery enterprises, Stock Exchanges and Vietnam Securities Depository in accordance with laws. 

3. Vietnam Securities Depository shall separately record its capital and assets and those of the settlement assistance fund established under provisions in Article 58 of the Law on Securities No. 70/2006/QH11 and the clearing fund established under provisions in Article 24 of the Government’s Decree No. 42/2015/ND-CP dated May 05, 2015 on derivatives and derivatives market and legislative documents on amendments, supplements or replacement thereof, if any.

Article 14. Responsibility of people’s committees of provinces or central-affiliated cities

1. Exercise rights and fulfill obligations of state capital owner in lottery enterprises incorporated by People’s Committees of provinces or central-affiliated cities in accordance with regulations of law.

2. Consider giving approval for remunerations paid to members of the lottery supervision council and contributions towards preventing illegal numbers game and issuance of fake lottery tickets in accordance with regulations herein.

3. Instruct local authorities to conduct comprehensive inspection of lottery enterprises for compliance with regulations on financial management herein.  

Article 15. Responsibility of Ministry of Finance

1. Perform functions of a representative agency of state capital owner in the Stock Exchanges, Vietnam Securities Depository and Vietlott in accordance with regulations of law.

2. Provide guidance on determination of commissions paid to lottery agents, fees of authorization for payments to prize winners, remunerations paid to members of the lottery supervision council and costs for prevention of illegal numbers game and issuance of fake lottery ticket as well as contributions towards maintaining operation of the Regional Lottery Council in accordance with Clauses 2, 3, 4, 5, 9 Article 5 herein.

3. Evaluate the compliance with regulations and policies by lottery enterprises, stock exchanges and Vietnam Securities Depository so as to revise regulations on financial management and performance assessment herein.